The Termination of International Sanctions: Causes, Processes and Domestic Consequences


  • Sanctions termination has become a ubiquitous phenomenon in international politics. Controversies about cases such as Cuba, Iran, Russia, and Zimbabwe exemplify the contested nature of policy debates about the termination of sanctions. Yet, research has focused on sanctions’ implementation and effectiveness, directing little attention towards their removal. This project examines the causes, processes, and consequences of ending sanctions. It combines cross-national analyses based on the first global dataset on sanctions termination with in-depth case studies covering different regions.
    DFG, 2018-2021


    Team

    Hana Attia

    Doctoral Researcher

    Prof. Dr. Susan Allen

    Prof. Dr. Thomas J. Biersteker

    Prof. Dr. Michael Brzoska

    Katja B. Kleinberg


    Leitung

    Dr. Julia Grauvogel

    Senior Research Fellow / Sprecherin Forschungsteam


    Forschungsfragen

    With the proliferation of sanctions after the end of the Cold War, the termination of these measures has become a ubiquitous phenomenon in international politics. Yet, research has hitherto focused on sanctions’ implementation and effectiveness, whereas their termination has received little attention. The controversy about whether sanctions against Cuba, Iran, Russia, and Zimbabwe should be lifted exemplifies the contested nature of policy debates about the termination of sanctions. We also lack systematic knowledge about the divergent causes and volatile processes that lead to the termination of international sanctions. It remains unclear why some measures are lifted in response to minimal concessions while others remain in place until all goals are accomplished. Moreover, research on sanctions typically stops when sanctions are lifted, meaning that scholars have ignored the domestic consequences of ending external pressure. To address these puzzles, the project tackles the following three research questions: How can we capture the process of ending sanctions? Why do sanctions end? What are the consequences of lifting sanctions?

    Beitrag zu internationaler Forschung

    Conceptually, the project highlights the complex decision-making and bargaining preceding the end of sanctions. It thereby moves beyond previous understandings of sanctions as a single event. It proposes a process-oriented and relational notion of sanctions termination that also recognises how sanctions termination signals the end of the visible disapproval of the target, which may be heavily contested.

    Empirically, it introduces a new dataset that contains information on the termination of all UN, EU, US, as well as regional sanctions between 1990 and 2018 worldwide. Based on this novel data, the project systematically examines the causes of sanctions termination. In contrast to prior research that has mostly treated the end of sanctions as a single category, our analysis disaggregates sanctions termination and compares these different pathways. Finally, it explores the impact of the causes and processes on consequences of ending sanctions for the target states.

    Forschungsdesign und Methoden

    The project applies a multi-method research design. In a first step, we compile a novel ‘International Sanctions Termination’ dataset. It contains information on expiry dates, review provisions and termination requirements and captures the gradual process of ending sanctions. The cross-national empirical analysis using this data will serve as a basis for the development of more complex explanations for the termination of sanctions that go beyond single causes and the assumption that what leads to the imposition of sanctions also inversely causes their termination. Based on the large-N analysis, case studies will be selected to examine the domestic consequences of ending external pressure, as these consequences most likely depend on the processes and causes of sanctions termination. To ensure cross-regional comparison, cases from different world regions will be chosen.

    Vorläufige Ergebnisse

    The new ‘International Sanctions Termination’ dataset captures almost 400 sanctions cases imposed between 1990 and 2018, of which more than 74 percent have been lifted as of 2018 (Attia and Grauvogel 2019). The data highlights that sanctions senders must regularly decide if they want to hold on to ‘unsuccessful’ measures or lift them, as only less than a third of all sanctions cases end with complete target acquiescence. We show that the determinants of sanctions termination by target compliance and sender capitulation significantly diverge (Attia, Grauvogel and von Soest 2020): While poor economic health and high political volatility in the target country make it significantly more likely to comply, political alignment between the sender and target, and leadership changes in the sender country lead to a higher probability of sender capitulation.
    In our novel data, we also find cross-national evidence for the gradual nature of sanctions termination. We hence conceptualize sanctions termination as a volatile and often inconclusive process shaped by multiple interactions between senders and targets (Grauvogel and Attia 2019a). The removal of sanctions does not only lift economic constraints, but also signals the end of the targeted regime’s international political isolation. This can be heavily contested, as controversies in the cases of Iran or Zimbabwe exemplify (Grauvogel and Attia 2020).

    18.03.2022

    The Currency Constraint: Explaining the Selective Enforcement of U.S. Financial Sanctions

    Workshop 18.03.2022

    18.03.2022

    Targeted Sanctions and Authoritarian Elites

    Workshop 18.03.2022

    03.03.2022

    Wirksamkeit internationaler Sanktionen – Effektives Instrument oder Drohkulisse?

    Ob das iranische Atomprogramm, die russische Annexion der Krim oder die aktuellen Sanktionen gegen Belarus: Sanktionen sind und waren seit jeher ein Mittel, um gegen Staaten und nicht-staatliche Akteure vorzugehen ohne gleichzeitig auf die Ultima Ratio der Außenpolitik, den bewaffneten Konflikt, zurückgreifen zu müssen. Kritische Stimmen befürchten jedoch, dass Sanktionen nichts oder sogar das Gegenteil der eigentlichen Ziele bewirken. Daher wollen wir uns mit der Frage auseinandersetzen: Unter welchen Bedingungen können Sanktionen erfolgreich sein?

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